Compliance Officer Reviews - Page 14

4.0
(193)
Highly Satisfied
Last updated Jan 29 2025
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Compliance Officer Reviews

What is it like working as a Compliance Officer?

January 2016
Compliance Officer/ wires.
Compliance Officer:
Pros: I like that I am able to still work 40 hours a week and continue my education. I like the multitasking and responsibility given to me to make transactions go through.
Cons: Certain people are treated as higher up because of their level of education compared to others. Some of the different management within the organization is too lenient where it affects work getting done. There is also a lot of stress put onto you in my position. I may have 5 minutes to check an AML and check off people involved in the transaction with my signature all over the sheet. If something happens to go wrong (people involved in transaction are active criminals with money laundering/drug dealing) getting away with a transaction, my name is involved in the checking process which could get me into trouble.
September 2015
Job Security.
Compliance Officer:
More and more regulations are occurring and the scrutiny from the regulators continues to increase. Given these factors, there is a large need for knowledgeable compliance people. Know your craft well and be nimble and flexible in the face of change.
July 2015
Its a job you cannot take personnally.
Compliance Officer:
Pros: Constantly busy. Very interesting. Continually learning new things.
Cons: Compliance is perceived as the "Bad Guy" by front office.
July 2015
Compliance Officer:
Pros: Travelling and dynamic job with various different tasks.
Cons: Overtime sometimes.
May 2015
Variety.
Compliance Officer:
Pros: Meeting people and solving problems. Making things run smoothly.
Cons: At times it is too stressful and the pay is not enough.
March 2015
Compliance Officer:
Share what you know with others training other personnel for on what you do.
March 2015
Exciting and interesting role.
Compliance Officer:
Pros: Learn more and more everyday. Feels like you make a difference. Prestigious Role.
Cons: Salary + Raise is minimal.

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